This comprehensive study guide takes you beyond the instruction offered in Series 7 Exam For Dummies, by giving you more practice and review of the major concepts covered in the exam. If you're prepping to take this intense six-hour exam, 1,001 Series 7 Exam Practice Questions For Dummies covers stocks, municipal and corporate bonds, and options—plus rules for acquiring customers and handling accounts and everything else you can expect to encounter on exam day!
This books gives you 1,001 practice opportunities to prepare for the Series 7 Exam, each question explained by providing a detailed, step-by-step solution.
If you're an aspiring financial professional, you'll find all the practice and helpful guidance you need to succeed!
About the Author
Steven M. Rice is a partner in Empire Stockbroker Training Institute, one of the country’s leading schools for training to the security industry. He is also an instructor at Empire and is the author of Series 7 Exam For Dummies.
Table of Contents
Part I: The Questions 3
Chapter 1: Underwriting Securities 5
Chapter 2: Equity Securities 17
Chapter 3: Corporate and U.S. Government Debt Securities 27
Chapter 4: Municipal Bonds 41
Chapter 5: Margin Accounts 63
Chapter 6: Packaged Securities 71
Chapter 7: Direct Participation Programs 81
Chapter 8: Options 89
Chapter 9: Portfolio and Securities Analysis 109
Chapter 10: Orders and Trades 123
Chapter 11: Taxes and Retirement Plans 135
Chapter 12: Rules and Regulations 147
Part II: The Answers 169
Chapter 13: Answers 171